FINRA - Investor Information - Smart 401(k) = Investing

From: Subject: FINRA - Investor Information - Smart 401(k) Investing Date: Mon, 22 Jun 2009 11:54:59 -0400 MIME-Version: 1.0 Content-Type: multipart/related; type="text/html"; boundary="----=_NextPart_000_0099_01C9F330.4488B700" X-MimeOLE: Produced By Microsoft MimeOLE V6.00.2900.5579 This is a multi-part message in MIME format. ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: text/html; charset="iso-8859-1" Content-Transfer-Encoding: quoted-printable Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/000100.asp FINRA - Investor Information - Smart 401(k) = Investing

FINRA = Logo.

investors.=20

Tools & Calculators=20
Contacts=20
Subscriptions

=20

401(k)=20 Investing Home

Saving=20 for Retirement

Opening=20 a 401(k)

Investing=20 in Your 401(k)

Investing=20 Strategies

Managing=20 Your 401(k)

Moving=20 Your 401(k)

Withdrawing=20 from Your 401(k)

Special=20 Features

401(k)=20 = Glossary

Smart 401(k) Investing

=20

401(k) retirement plans can make the = difference=20 between a financially secure retirement = and the=20 specter of running out of money. These = plans offer=20 tax benefits and the opportunity for your = savings=20 to compound over time. So it's important = to=20 understand every aspect of how your 401(k) = plan=20 works, whether you're just getting started = or=20 you're already retired.=20

FINRA's Smart 401(k) Investing takes = you=20 through the process of enrolling and = managing your=20 401(k) account, and answers questions = about=20 everything from eligibility to rollovers, = from=20 vesting to hardship withdrawals. =

=20

------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: image/gif Content-Transfer-Encoding: base64 Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/images/spacer-blank.gif R0lGODlhAQABAIAAAP///wAAACH5BAEAAAAALAAAAAABAAEAAAICRAEAOw== ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: image/gif Content-Transfer-Encoding: base64 Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/images/home_401khead.gif R0lGODlh3gBBANUAAKCgz2lptMnJ5OXyv+Tk8UFBoPHx+IWFwk5Op9bW662t1rLZP8zlf5KSyVxc rfn873d3u7u73ez1z5/PD7/fX/L536zVL7ncT6XSH9nsn9/vr8Xib9Lpj8PhaZnMADMzmf///wAA AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAACH5BAAAAAAALAAAAADeAEEAAAb/QJBw SCwaj8ikcslsOp/QqHRKrVqv2Kx2y+16v+CweEwum8/otHqtHbgf7Lh8Hn5cPHj8ZrjIa4YYeQNE GXgTcEMDeYsTGUKLkB50k5RQfZEMQpceeyASi4N8eY6JkX4gpnmVq6xGFXgXEg+FHhOaeRZCHKBD r7hEih4UbgMUsCDEu8LErc2snx4XQxQLC7d5cHcTeKEgDHgWeBKlHplD4MB45s7slZcTFBkVRH3h Ho7bdx7dgRjBFOTW0eokJNi6dgjlBFtEAVGfBeEoQFMWSoM6EIEOFUzlYVzAhCAVUtj2C8TDDR4w fJsQLJS+eSjvbYx0odvMgyGrdODIs6fP/589oUjYQHLeQ4spo7UE8SBPNXu5kOEZZk9aEYNMgGrd ytVUhyKScja51E3Zn4dN83BYqszUOKwPAnG6elEslLDn7DL55mHBvAqXxj0EYa/jUrkMEjMwJkxq OSHQ9qV7rNcJ3keVlVQgWSsPhlvWYtpq+Y/Ig22HsArhiwGRY5yZkVxGFTuJBM7gHPYFgVRaS8Z/ iDDOoFqIvXXFa8sGqxzJAw2Kg0MeMO6Bm3nWBzyQ4MbV9ezzernxyPR68ySzZ59fnzM9+/di3cOf j1A+/fut7OPfP0k///9s+AfggGcISOCBYhiI4IJdKMjgg1g4qIUBAghAwBIEVGgAEhleCP9CAhV6 aESHTYBooV0mihggc1ck8MGLRRjQwIsvBqBiEQG8KMARBhTwQQJC5PgBAEi4WMCGSwhJZDsCNECE knNI6IQDNBZBJY0vFnCjEADQuKMRB3zgwBBQIkHlAUyU2YwBYQbw5ItLxiElE11WOYQCNCJw5Qdo FjGjlyPCSaagSNT5ZRJqtlKnm0M0EEAACkTJIhUCYPkBEQi82CeeL4oYwZ46gtnpoEMmQYCmSRLa zKLNzJmEAZliOcSpowoRa6QgVJoloETQOiapcUYAwLBIXrnlm6WCQMCwRBoAwKMNeLjssEVMGycI BigAwaMAbNnkowE0cCgIz76IwLAXKjD/7KHqArCjAAcEAAGuRDgL7YXMHquEq0j8CYGduWZJxL/J 6uqAAbwOUaeTwArB6Qf0/nmtEWXq+qOPWEaALcbjsipEArHSWAC9IIRpKZ9DnPzBjmoqaTKNv36M MY0Pj9sEv0boGoDFCtdIhMcCFLBkwkG+SDKUFjPssM+IEmqxjwHsiYAQJvdpq9FC9JhlACF/+TAC XNM49Mksqyqkj2DPjKvWLzogJNE3TwoFrB8cyTOXTOP9AaNICgE30UomgLHVQtyNRMUwe1jnjx8K /LHjJbeNpMm/Cqk0wYySmzcILYudNcYQ6L2yzHBnJfcTJmtsuMd6Z04E0bR+0DfnL0Iw/7gRCNd6 BOIvaixE7F9eiWvVQ2DsuxAYAykkAgpcaMCNrNOerPQxR7530SjfWfoSOA8RQe2FAxx99CmHOoTh 2GNps9/m7+40wOyPrvkHoYOQ/OM6Vlih8PPnecDxrUNWnBLlMRoBMHfye0L3kPeiBgzrZega3+bK l8CAwQhZWJqaEbaHvSWhDwS8QqABvvcBDVpQZYR6GZYKcLzodW5682PU39pnmdM1AYXq01UBBqaq 19Hwg29zAMYmBkIa4uh9F6TgoUymAJPFyWLgiiKkhpCABoSMRorb3AuvVUAjchA9NmQCDr0UOxHd 6ghEc1ESsXcwTh2pCFhsWsHgV8QE6v/Kdi/qW+xmdwQgKSsCEAxgwzr4M6ZdSWkgIGEF40YE9dCJ WQ8UW7dAEKtNxXGDXnyRHwkpPcKp8VJy9CAdiXbF+g0hVk8sQAAO8LxYjatMLjRbDz32pzdia0/r 414Yo4C+xemJRoTz4SKv9EpCfXKTOlMC70CpxEIasAgPE5cCYlW5LLmrSTTyY51YGIGyTY+ATCMA xgrQACuqLwoLPMIHQZUlfcFNYgLs2fX0RsR4nhCONIydCYmgQpH5UZwotNonBbVFZ2buYTT74nIa iYUPyghLNkoC3NRoSunFiW4f8B3BNum+Oa6xjjYjGCJ/NjP6qYhNlmKen7BEpILK03W1AiAYBHak 0COkUwohqkKmdhgFtE3CRHwkQoqQQCEBBDUKBDhWNtG5y1VwiqNMUCPJIOTMc52PjozMS0IyFcwl hGmfVCWCxT7gwAPcjqkMTcj3bMkErQEwrPxEoZakcNM1OCqX6gwXXJOgrZAFAABHNV1a90pYuja1 sIi16WETy1jMDLaxkD2dIyPb2NnspCuYzaxmN8vZznr2s1v5CmVHS9rSmva0qE2talfL2ta69rWw 5U8QAAA7 ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: image/gif Content-Transfer-Encoding: base64 Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/images/backnext_next.gif R0lGODlhMAAcANUAAP///1lZWQAAAIiIiERERHFxcbu7u+7u7hEREWJiYuHh4cnJyfPz8/n5+fz8 /DMzM3d3d5ubm4eHh25ubrm5uc/Pz8zMzNHR0WZmZp+fn4CAgLOzs5mZmSIiIt3d3VVVVQAAAAAA AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAACH5BAAAAAAALAAAAAAwABwAAAayQIBw SCwaj8ikcslsOp/QqHRKrVqv2Kx2y302utLCAgwNBCSKJeFnAAx+7p+cYPhxAPW6XD5Ams0ZDElr BHGGQxAIBw8YQz99SX9mCRQORwQEHQZvh0IHCA+KjpB+kmYFF0aYAwScb3xCED8QRI9KpqcVqgSf GHCcQxY/Hz8Wo7eSCRuWu3G/cEMPhZjHkX8RgkjUn89zbx54tgDipRppZEwTY+hNX+zv8PHy8/T1 9vdSQQA7 ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: image/gif Content-Transfer-Encoding: base64 Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/images/LBP_logo.gif R0lGODlhewAaAMQAAP/ZDwAAAD82A7+iC39sB9+9DQ8NAF9RBZ+HCc+wDB8bAS8oAq+VCu/LDo96 CG9eBk9DBAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAACH5BAAA AAAALAAAAAB7ABoAAAX/YCCOZGmeaKqubOu+cCzPdG3feK7vfO/7joFwSCwaj8ikcslsOpWH0gJA rVqv2Kx2y+16v2BvSRAum8/otJhEVrvfVAT8PZ7bww0HgDzQ38t1f4JbAgcPCAoJAAWDayNtYQOM W4pUlYIIAw8Dlg4CnGgFDVQFA6NVkluBpAGgVAdTAAgBCwaxBLEKBHsCtAYADAECCwEMiwGMiK+x VMHDrVUFB8ZVDHJVCAYCBgajtL0PVN8KnA+2AbsFtgYKDQQC8KCr4q4A7+IOjNQEuvy79FQGoON3 LUDANvdQDSxmhUG9BAIgoFowIJiiAEEOtAlwgMCkYQQcKHJggAACPQPe+0EDMI9lvYTICIhQREDb tn8uA6IzRy3AKAYIIQEQSIBnlQcH6jm0MsDmP1oKDFTi+KASA40BwhV4FxVAgwIFEpxqybEozTYC FHREZg8tzpVE/VHRxk+ivX674irwUwXCtQGFmAp12cCAn7JVAajFdUCWLnNa5m0lYFbWvwYIKFNL SYWAK88BKYc8NdnBqcyih4o2bQXBgQOiyFALfQV05s6UEyegzLoA6ktXWjYannLAteFdhCMX5EBE 4+VclEO3IzOA3elZpGN/MwCCgNnbrWgPT16QiVPl0w9KYMImvPfw48ufT7++/fv48+uv/6O///8A BijggAQWKEMIADs= ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: application/octet-stream Content-Transfer-Encoding: base64 Content-Location: http://stats.finra.org/njs.gif?dcsuri=/nojavascript&WT.js=No R0lGODlhAQABAIAAAP8A/wAAACH5BAEAAAAALAAAAAABAAEAAAICRAEAOw== ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: image/gif Content-Transfer-Encoding: base64 Content-Location: http://apps.finra.org/images/web_asset/p075339.gif R0lGODlhEwAUALMAAKmooebm5La0rvPy8fn5+M7NycLBvKOhmtrZ1q+up9TT0ODg3f///52bkwAA AAAAACH5BAAAAAAALAAAAAATABQAAAQ3sMlJq704683nMB3FMIMQNuMYmFyaLsDmukiMzS5R3Pj4 8TPdIYNTDDU0m4wRSJxWp6h0Sp1EAAA7 ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: text/css; charset="iso-8859-1" Content-Transfer-Encoding: quoted-printable Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/_inc/smart.css .SmartContent { FONT-WEIGHT: normal; FONT-SIZE: 10pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent H1 { FONT-WEIGHT: bold; FONT-SIZE: 14pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent H2 { FONT-WEIGHT: bold; FONT-SIZE: 12pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent H3 { FONT-WEIGHT: bold; FONT-SIZE: 10pt; COLOR: #666666; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent A { FONT-WEIGHT: normal; FONT-SIZE: 10pt; COLOR: #336699; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SmartContent A:visited { FONT-WEIGHT: normal; FONT-SIZE: 10pt; COLOR: #336699; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SmartContent TD { FONT-WEIGHT: normal; FONT-SIZE: 10pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent TH { FONT-WEIGHT: bold; FONT-SIZE: 10pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent B { FONT-WEIGHT: bold; FONT-SIZE: 10pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartContent P { MARGIN-TOP: 1.5em } .FactHdr { FONT-WEIGHT: bold; FONT-SIZE: 10pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .glossarylink { FONT-WEIGHT: bold; FONT-SIZE: 12pt; TEXT-TRANSFORM: none; COLOR: = #056aa6; LINE-HEIGHT: 14px; FONT-FAMILY: Arial, Helvetica, sans-serif; = FONT-VARIANT: normal; TEXT-DECORATION: underline } .glossaryterm { FONT-WEIGHT: bold; FONT-SIZE: 11pt; TEXT-TRANSFORM: none; COLOR: = #3f3997; LINE-HEIGHT: 14px; FONT-FAMILY: Arial, Helvetica, sans-serif; = FONT-VARIANT: normal; TEXT-DECORATION: none } .SmartSpecialTable TD { FONT-WEIGHT: normal; FONT-SIZE: 8pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartSpecialTable TH { FONT-WEIGHT: bold; FONT-SIZE: 8pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartSpecialTable B { FONT-WEIGHT: bold; FONT-SIZE: 8pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif } .SmartFooter { FONT-WEIGHT: normal; FONT-SIZE: 8pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SmartFooter TD { FONT-WEIGHT: normal; FONT-SIZE: 8pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SmartFooter A { FONT-WEIGHT: normal; FONT-SIZE: 8pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SmartFooter A:visited { FONT-WEIGHT: normal; FONT-SIZE: 8pt; COLOR: #666666; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .LeftMenu A { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .LeftMenu A:hover { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .LeftMenu A:visited { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #000000; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SubMenu1 A { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #336699; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SubMenu1 A:hover { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #336699; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SubMenu1 A:visited { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #336699; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SubMenu2 A { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #666666; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SubMenu2 A:hover { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #666666; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .SubMenu2 A:visited { FONT-WEIGHT: bold; FONT-SIZE: 9pt; COLOR: #666666; FONT-FAMILY: = Arial,Helvetica,san-serif; TEXT-DECORATION: none } .rightBox UL { PADDING-RIGHT: 0px; PADDING-LEFT: 0px; PADDING-BOTTOM: 0px; = MARGIN-LEFT: 0em; PADDING-TOP: 0px } .LeftMenu TD { TEXT-ALIGN: left } .SmartContent UL LI { MARGIN-LEFT: 18px } .SmartContent OL LI { MARGIN-LEFT: 24px } ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: application/octet-stream Content-Transfer-Encoding: quoted-printable Content-Location: http://apps.finra.org/_inc/nasd.js var isIE; if (navigator.appName =3D=3D "Microsoft Internet Explorer") { if (parseInt(navigator.appVersion) >=3D 4) { isIE =3D true; //document.write(""); document.write(""); document.write(""); } } else { isIE =3D false; //document.write(""); //document.write(""); document.write(""); document.write(""); } // PRELOAD ROLLOVER IMAGES var preimages =3D new Array(); function preloading(){ for (x=3D0; x>preloading.arguments.length; x++){ preimages[x] =3D new Image(); preimages[x].src =3D preloading.arguments[x]; } } function onloadtasks() { = preloading("home_on.gif","rules_on.gif","enforcement_on.gif","education_o= n.gif","regulatory_on.gif","mediation_on.gif","investor_on.gif","home_hov= er.gif","rules_hover.gif","enforcement_hover.gif","education_hover.gif","= regulatory_hover.gif","mediation_hover.gif","investor_hover.gif"); SetContentHeight(); } =09 //THIS FUNCTIN SETS THE REQUIRED BOTTOM PADDING BASED ON THE SCREEN = RESOLUTION. THIS IS REQUIRED TO ELIMINATE GREEN SPACE BELOW THE CONTENT = AREA. function SetContentHeight(){ // browser sniffer var NN, IE, dynNN, dynIE var agent =3D navigator.appName + navigator.appVersion; NN =3D ( (agent.indexOf("Netscape") > -1 ) ? 1 : 0); IE =3D ( (agent.indexOf("Explorer" )> -1 || agent.indexOf("MSIE") > -1 = ) ? 1 : 0); if (parseInt(navigator.appVersion) >=3D 4){ if (navigator.appName =3D=3D "Netscape"){ dynNN =3D true; } else{ dynIE =3D true; } } var ScreenHeight; //var NavHeight; var ContentTopHeight; // If browsing with IE, set the height of the nav area to the available = height in the browser window. // if (dynIE){ // ScreenHeight =3D document.body.clientHeight; // NavHeight =3D parseInt(TopNav1.height) + parseInt(TopNav2.height) + = parseInt(TopNav3.height) + parseInt(TopNav4.height); // ContentTopHeight =3D parseInt(ContentTop.height); // LeftNav.height =3D ScreenHeight - (NavHeight + ContentTopHeight + = 2); // } } ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: application/octet-stream Content-Transfer-Encoding: 7bit Content-Location: http://apps.finra.org/_inc/cellswitch.js ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: application/octet-stream Content-Transfer-Encoding: quoted-printable Content-Location: http://apps.finra.org/images/general.js // ** subnav ** var numOfLNav =3D 17; var lnavOn =3D new Array(); var lnavOff =3D new Array(); for (i =3D 1; i <=3D numOfLNav; i++){ lnavOn[i] =3D new Image(); lnavOff[i] =3D new Image(); } lnavOn[1].src =3D"/images/lnav_corp_info_on.gif"; lnavOn[2].src =3D"/images/lnav_mem_info_on.gif"; lnavOn[3].src =3D"/images/lnav_media_on.gif"; lnavOn[4].src =3D"/images/lnav_issues_on.gif"; lnavOn[5].src =3D"/images/lnav_resources_on.gif"; lnavOn[6].src =3D"/images/lnav_mrkt_systems_on.gif"; lnavOn[7].src =3D"/images/lnav_contact_on.gif"; lnavOn[8].src =3D"/images/lnav_career_oppo_on.gif"; lnavOn[9].src =3D"/images/lnav_subscribe_on.gif"; lnavOn[10].src =3D"/images/lnav_help_investors_on.gif"; lnavOn[11].src =3D"/images/lnav_career_home_on.gif"; lnavOn[12].src =3D"/images/lnav_career_benefits_on.gif"; lnavOn[13].src =3D"/images/lnav_career_compensation_on.gif"; lnavOn[14].src =3D"/images/lnav_career_eeo_on.gif"; lnavOn[15].src =3D"/images/lnav_career_search_on.gif"; lnavOn[16].src =3D"/images/lnav_career_location_on.gif"; lnavOn[17].src =3D"/images/lnav_career_about_on.gif"; lnavOff[1].src =3D"/images/lnav_corp_info_off.gif"; lnavOff[2].src =3D"/images/lnav_mem_info_off.gif"; lnavOff[3].src =3D"/images/lnav_media_off.gif"; lnavOff[4].src =3D"/images/lnav_issues_off.gif"; lnavOff[5].src =3D"/images/lnav_resources_off.gif"; lnavOff[6].src =3D"/images/lnav_mrkt_systems_off.gif"; lnavOff[7].src =3D"/images/lnav_contact_off.gif"; lnavOff[8].src =3D"/images/lnav_career_oppo_off.gif"; lnavOff[9].src =3D"/images/lnav_subscribe_off.gif"; lnavOff[10].src =3D"/images/lnav_help_investors_off.gif"; lnavOff[11].src =3D"/images/lnav_career_home_off.gif"; lnavOff[12].src =3D"/images/lnav_career_benefits_off.gif"; lnavOff[13].src =3D"/images/lnav_career_compensation_off.gif"; lnavOff[14].src =3D"/images/lnav_career_eeo_off.gif"; lnavOff[15].src =3D"/images/lnav_career_search_off.gif"; lnavOff[16].src =3D"/images/lnav_career_location_off.gif"; lnavOff[17].src =3D"/images/lnav_career_about_off.gif"; // ** topnav ** var numOfTNav =3D 4; var tnavOn =3D new Array(); var tnavOff =3D new Array(); for (i =3D 1; i <=3D numOfTNav; i++){ tnavOn[i] =3D new Image(); tnavOff[i] =3D new Image(); } tnavOn[1].src =3D"/images/tnav_regulation_on.gif"; tnavOn[2].src =3D"/images/tnav_investor_on.gif"; tnavOn[3].src =3D"/images/tnav_dispute_res_on.gif"; tnavOn[4].src =3D"/images/tnav_prof_dev_on.gif"; tnavOff[1].src =3D"/images/tnav_regulation_off.gif"; tnavOff[2].src =3D"/images/tnav_investor_off.gif"; tnavOff[3].src =3D"/images/tnav_dispute_res_off.gif"; tnavOff[4].src =3D"/images/tnav_prof_dev_off.gif"; if(window.event + "" =3D=3D "undefined") event =3D null; function HM_f_PopUp(){return false}; function HM_f_PopDown(){return false}; popUp =3D HM_f_PopUp; popDown =3D HM_f_PopDown; function rollover(group, ndx){ // group is either left(L) or top (T) if (group =3D=3D "L"){ document["lnav" + ndx].src =3D lnavOn[ndx].src; } else if (group =3D=3D "T"){ document["tnav" + ndx].src =3D tnavOn[ndx].src; } // show DHTML popup layer // if (group=3D=3D"T") {show(group + ndx);} } function rollout(group, ndx){ // group is either left(L) or top (T) if (group =3D=3D "L"){ document["lnav" + ndx].src =3D lnavOff[ndx].src; } else if (group =3D=3D "T"){ document["tnav" + ndx].src =3D tnavOff[ndx].src; } // hide DHTML popup layer // if (group=3D=3D"T") {hide(group + ndx);} } // DHTML custom API for cross-platform // browser sniffer var NN, IE, dynNN, dynIE var collection =3D ""; var objStyle =3D ""; var agent =3D navigator.appName + navigator.appVersion; NN =3D ( (agent.indexOf("Netscape") > -1 ) ? 1 : 0); IE =3D ( (agent.indexOf("Explorer" )> -1 || agent.indexOf("MSIE") > -1 ) = ? 1 : 0); if (parseInt(navigator.appVersion) >=3D 4){ if (navigator.appName =3D=3D "Netscape"){ dynNN =3D true; } else{ dynIE =3D true; collection =3D "all." objStyle =3D ".style" } } // don't you ever frame me! //if (top.frames.length !=3D 0) {top.location =3D document.URL;} var DHTML =3D (dynNN || dynIE); var isMac =3D (navigator.userAgent.toLowerCase().indexOf("mac") !=3D = -1); // handle resizing in Netscape // include the following code into the HEAD section of the document function handleResize(){ location.href.reload(); return false; } if (dynNN){ window.captureEvents(Event.RESIZE); window.onresize =3D handleResize; } else{ //window.onresize =3D handleResize; } // convert object name string or object reference into a valid object = reference function getObject(obj){ var theObj; if (typeof obj =3D=3D "string"){ theObj =3D eval("document." + collection + obj + objStyle); } else {theObj =3D obj;} return theObj; } // position an object to a specific coordinate function shiftTo(obj, x, y){ var theObj =3D getObject(obj); if (dynNN){ theObj.moveTo(x,y); } else{ theObj.pixelLeft =3D x; theObj.pixelTop =3D y; } } // move an object by specific horizontal & vertical offsets function shiftBy(obj, deltaX, deltaY){ var theObj =3D getObject(obj); if (dynNN){ theObj.moveBy(deltaX, deltaY); } else{ theObj.pixelLeft +=3D deltaX; theObj.pixelTop +=3D deltaY; } } // set the z-index of an object function setZIndex(obj, zOrder){ var theObj =3D getObject(obj); theObj.zIndex =3D zOrder; } // set background color of an object function setBgColor(obj, color){ var theObj =3D getObject(obj); if (dynNN){ theObj.bgColor =3D color; } else{ theObj.backgroundColor =3D color; } } // show an object function show(obj){ var theObj =3D getObject(obj); theObj.visibility =3D "visible"; } // hide an object function hide(obj){ var theObj =3D getObject(obj); theObj.visibility =3D "hidden"; } // return available content width space in browser function getInsideWindowWidth(){ if (dynNN){ return window.innerWidth; } else{ return document.body.clientWidth; } } // return available content height space in browser function getInsideWindowHeight(){ if (dynNN){ return window.innerHeight; } else{ return document.body.clientHeight; } } // get the left coordinate of an object function getObjectLeft(obj){ var theObj =3D getObject(obj); if (dynNN){ return theObj.left; } else{ return theObj.pixelLeft; } } // get the top coordinate of an object function getObjectTop(obj){ var theObj =3D getObject(obj); if (dynNN){ return theObj.top; } else{ return theObj.pixelTop; } } // return rendered height of object content in pixels function getObjectHeight(obj){ var theObj =3D getObject(obj); if (dynNN){ return theObj.clip.height; } else{ return theObj.clientHeight; } } // return rendered width of object content in pixels function getObjectWidth(obj){ var theObj =3D getObject(obj); if (dynNN){ return theObj.clip.width; } else{ return theObj.clientWidth; } } function spinOff(target_url, target_width, target_height){ if (top.offspring && !top.offspring.closed) {top.offspring.close();} top.offspring =3D window.open(target_url, "smallwin", = "location=3Dno,scrollbars=3Dno,resizable=3Dno,width=3D" + target_width + = ",height=3D" + target_height); } function showSelect(isOn){ if(HM_IE) { document.all("thisForm").style.visibility =3D isOn ? "visible" : = "hidden"; } else{ document.thisForm.visibility =3D isOn ? "show" : "hide"; } } ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: application/octet-stream Content-Transfer-Encoding: quoted-printable Content-Location: http://apps.finra.org/_inc/nasdw_001340.js var isIE; if (navigator.appName =3D=3D "Microsoft Internet Explorer") { if (parseInt(navigator.appVersion) >=3D 4) { isIE =3D true; //document.write(""); } } else { isIE =3D false; //document.write(""); } function onloadtasks(print) { // CALLS ALL THE NECESSARY FUNCTIONS THAT = EXECUTE UPON LOADING THE PAGE =09 if (print !=3D 1)=20 { SetContentHeight(); // TopNavFunctions(); // fnInit(); } } =09 //SETS THE REQUIRED BOTTOM PADDING BASED ON THE SCREEN RESOLUTION. THIS = IS REQUIRED TO ELIMINATE GREEN SPACE BELOW THE CONTENT AREA. function SetContentHeight(){ // browser sniffer var NN, IE, dynNN, dynIE var agent =3D navigator.appName + navigator.appVersion; NN =3D ( (agent.indexOf("Netscape") > -1 ) ? 1 : 0); IE =3D ( (agent.indexOf("Explorer" )> -1 || agent.indexOf("MSIE") > -1 = ) ? 1 : 0); if (parseInt(navigator.appVersion) >=3D 4){ if (navigator.appName =3D=3D "Netscape"){ dynNN =3D true; } else { dynIE =3D true; } } =09 var ScreenHeight; // var NavHeight; var ContentTopHeight; // If browsing with IE, set the height of the nav area to the available = height in the browser window. // if (dynIE){ // ScreenHeight =3D parseInt(document.body.clientHeight); // NavHeight =3D parseInt(TopNav1.height) + parseInt(TopNav2.height) + = parseInt(TopNav3.height) + parseInt(TopNav4.height); // ContentTopHeight =3D parseInt(ContentTop.height); // LeftNav.height =3D ScreenHeight - (NavHeight + ContentTopHeight + = 2); // // } } //CALLS ALL THE NECESSARY TOP NAVIGATION FUNCTIONALITY function TopNavFunctions(){ SetActiveArea(); } /////////////////////////////////////////////////////////////////////////= /// // Function : linkToPrimary // Comments : this function is the same as the Site Studio function = "link" except=20 // that it takes a dDocName param as well. This forces Site = Studio to return // the primary page.=20 /////////////////////////////////////////////////////////////////////////= //// function linkToPrimary(dDocName,nodeId) { var newUrl =3D ""; newUrl +=3D g_httpCgiUrl; newUrl +=3D "ssDocName=3D" + dDocName; newUrl +=3D "&nodeId=3D" + nodeId; var currentUrl =3D "" + window.location; // Continue propagation of the "SSContributor" parameter if( SSContributor ) { var paramName =3D "SSContributor=3D"; var pos =3D currentUrl.indexOf( paramName ); if( pos !=3D -1 ) { var subStr =3D currentUrl.substring( pos+paramName.length, = pos+paramName.length+1 ); if( isTrue( subStr ) ) { newUrl +=3D "&" + paramName + "true"; } } } // Continue propagation of the "previewId" parameter var previewId =3D "previewId=3D"; var posStart =3D currentUrl.indexOf( previewId ); if( posStart !=3D -1 ) { var posEnd =3D currentUrl.indexOf("&", posStart); var value =3D ""; if (posEnd =3D=3D -1) { value =3D currentUrl.substring(posStart+previewId.length, = currentUrl.length); } else { value =3D currentUrl.substring(posStart+previewId.length, posEnd); } newUrl +=3D "&" + previewId + value; } // We now always add the node that the link is on as part of the URl = also. if( g_ssSourceNodeId !=3D _U && g_ssSourceNodeId !=3D null ) newUrl +=3D "&ssSourceNodeId=3D" + g_ssSourceNodeId; // Navigate to the new url window.location =3D newUrl; } /////////////////////////////////////////////////////////////////////////= /// // Function : outsideLink // Comments : this function opens external content in a new window.=20 /////////////////////////////////////////////////////////////////////////= //// function outsideLink(url){ eval("window.open('" + url + "','_blank')"); } /////////////////////////////////////////////////////////////////////////= /// // Function : outsidelink // Comments : this function opens external content in a new window. Same = as outsideLink. People were having trouble // with case sensitivity. /////////////////////////////////////////////////////////////////////////= //// function outsidelink(url){ eval("window.open('" + url + "','_blank')"); } function nativelink(contentId){=20 var newUrl =3D ""; if (isIE){ var oBase =3D document.all.tags('BASE'); strHref =3D oBase[0].href; newUrl +=3D strHref; } newUrl +=3D "idcplg?IdcService=3DGET_FILE"; newUrl +=3D "&dDocName=3D" + contentId; newUrl +=3D "&RevisionSelectionMethod=3DLatestReleased"; newUrl +=3D "&Rendition=3Dprimary"; //newUrl +=3D "&noSaveAs=3D1"; newUrl +=3D "&allowInterrupt=3D1"; =09 // Navigate to the new url window.location =3D newUrl; } function pdflink(contentId){=20 var newUrl =3D ""; newUrl +=3D g_httpCgiUrl; newUrl +=3D "ssDocName=3D" + contentId; // Navigate to the new url=09 window.open(newUrl); } function email(mailID, displayName){=20 var newUrl =3D ""; newUrl +=3D "http://apps.finra.org/EmailMask/EmailMask.aspx?"; newUrl +=3D "&id=3D" + mailID; newUrl +=3D "&displayName=3D" + displayName; = window.open(newUrl,'mail','menubar=3D0,location=3D0,titlebar=3D0,status=3D= 0,toolbar=3D0,resizable=3D1,width=3D600,height=3D500'); } function searchWithin(frm,adv){ if(frm.UserText.value !=3D "" && frm.UserText.value !=3D null) { if(adv) { var sortString =3D = frm.SelectSort.options[frm.SelectSort.selectedIndex].value; //Clean up form fields frm.SortSpec.value =3D sortString; =09 frm.SelectedGroups.value =3D ""; //parse checked security groups into search params var securityGroupQueryText =3D ""; var b =3D 0; var secGrps =3D new Array(); for(i=3D0; i 0 ){ for (i=3D0; i`" + secGrps[i] = + "`"; frm.SelectedGroups.value +=3D secGrps[i] + ","; if (i";=09 } } } if (securityGroupQueryText.length > 0){ if (frm.QueryText.value.length > 0){ frm.QueryText.value =3D "(" + frm.QueryText.value + ")" + "" + = securityGroupQueryText; } else { frm.QueryText.value =3D securityGroupQueryText; }=09 } } frm.submit(); } else { alert("Please enter search term."); } } ------=_NextPart_000_0099_01C9F330.4488B700 Content-Type: application/octet-stream Content-Transfer-Encoding: quoted-printable Content-Location: http://apps.finra.org/Investor_Information/Smart/401k/_inc/smart.js ------=_NextPart_000_0099_01C9F330.4488B700--